Compliance Officer

Position: Compliance Officer

Location: Noida (Sector – 16)

Experience: 8-10 Years (stock broking)
Qualification: CS (Mandatory)
Salary: INR 10 – 15 Lpa

Roles & Responsibilities:

• Responsibility of handling and supervising Trading, DP, Back Office, RMS and Exchange & Listing Compliances.
• Monitoring day to day exchange compliance.
• Monitoring listing compliance.
• Regular watch and reply on Alerts generated by exchanges.
• Regular watch and remedial action on Alerts generated by back-office software.
• Watch on RMS.
• Any other work as may be assigned.

Desired Profile:

• Must be able to evaluate, file, compile, and present various reports.
• Advanced knowledge of excel.
• Ability to work under pressure.
• A keen eye for detail and desire to probe further into data.
• Deadline-orientated and an ability to stick to time constraints.

About the Client:
Our client is a Delhi based Stock Broking Company, Global in vision at the same time rooted in Indian values. The group is driven by a performance ethics pegged on value creation for its multiple stakeholders.

NOTE: Should you be interested to explore the opportunity we request you to share the following on: enquiry@teamrecruiter.in

• CV as Word File attachment
• Current & Expected Salary
• Notice Period