Compliance Officer

Position: Compliance Officer Location: Noida (Sector – 16) Experience: 8-10 Years (stock broking) Qualification: CS (Mandatory) Salary: INR 10 – 15 Lpa Roles & Responsibilities: Responsibility of handling and supervising Trading, DP, Back Office, RMS and Exchange & Listing Compliances. Monitoring day to day exchange compliance. Monitoring listing compliance. Regular watch and reply on Alerts...